Esposito Securities Hires George Martin as Chief Compliance Officer

DALLAS, TX / ACCESSWIRE / March 6, 2015 / Esposito Securities, LLC, a leading full-service investment banking, securities and private equity firm, today announced that it has named George Martin as Chief Compliance Officer.

Mr. Martin brings over a decade of compliance, market regulation and risk management experience to the position. Most recently, Mr. Martin served as Compliance Specialist at Apex Clearing Corp, overseeing all regulatory issues, quality assurance and supporting business development initiatives at the firm. Prior to this role, Mr. Martin was Vice President of AML Reporting and Investigations Manager at Rabobank, N.A., a Netherlands-based global financial services provider. Additionally, Mr. Martin spent several years working as a Senior Investigator at the Chicago Board Options Exchange (CBOE), conducting ;surveillance and investigations of Exchange Member options, futures and equity trading.

“Our success will be based upon presenting quality, flawless execution and high quality product to our clients. Building upon the platform Esposito has established, I will be focused on continuing to execute our strategy to drive long-term value to existing and future clients,” said Mr. Martin. “My expertise with both private and public sector oversight controls and reporting will be a significant asset to Esposito. I’m thrilled to be joining a team that is well-positioned for growth.”

About Esposito Securities LLC

Esposito Securities LLC is a leading full-service investment banking, securities and private equity firm headquartered in Dallas, Texas. The Firm provides a full array of financial services including investment banking, global institutional equity, fixed income and derivative sales & trading, ETF sourcing and corporate access to a diverse range of corporate clients, institutional investors and high net worth individuals. Esposito is a registered broker-dealer with the U.S. Securities and Exchange Commission and the Municipal Securities Rulemaking Board (MSRB), and is a member of the following: Financial Industry Regulatory Authority (FINRA), The National Futures Association (NFA) and the Securities Insurance Protection Corporation (SIPC) .To learn more about Esposito Securities and its family of financial services companies, please visit www.espoglobal.com.

Contact:

info@espoglobal.com

SOURCE: Esposito Securities LLC

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